SEC Form 4/A · accession 0001056943-17-000019
PEOPLES FINANCIAL SERVICES CORP. · PFIS
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
This is an amendment (Form 4/A). It replaces an earlier filing for the same period.
Reporting owner
Neal D Koplin
Officer — EVP, Lehigh Valley Div Head
Period of report
Mar 13, 2017
Accepted (ET)
Mar 17, 2017 · 2:59 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001056943
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Mar 13, 2017 | A | 448 | $0.00 | A | 448 | I | Restricted Stock Award |
| Common Stock | holding | — | — | — | 400 | I | IRA | |
| Common Stock | holding | — | — | — | 69 | I | PSB&T Employee Stock Ownership Plan |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1This stock award vests in 3 equal annual tranches beginning on March 13, 2018.