SEC Form 5 · accession 0001056943-16-000052
PEOPLES FINANCIAL SERVICES CORP. · PFIS
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Joseph Ferretti
Officer — Co-Chief Lending Officer-North
Period of report
Dec 31, 2015
Accepted (ET)
Feb 4, 2016 · 3:41 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001056943
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Mar 17, 2015 | P | 75 | $40.12 | A | 75 | D | |
| Common Stock | May 8, 2015 | P | 25 | $39.75 | A | 100 | D | |
| Common StockF1 | Dec 31, 2015 | J | 120 | $0.00 | A | 120 | I | PSB&T Employee Stock Ownership Plan |
| Common StockF2 | holding | — | — | — | 2,997 | I | 401(k) Plan |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Represents an allocation of shares under the Issuer's Employee Stock Ownership Plan.
- F2Balance includes adjustment of 7 shares acquired under the Issuer's KSOP before termination and transfer into the Issuer's 401(k) Plan