SEC Form 4 · accession 0001056943-15-000030
PEOPLES FINANCIAL SERVICES CORP. · PFIS
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Richard S Lochen Jr.
Director
Period of report
May 16, 2015
Accepted (ET)
May 22, 2015 · 1:48 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001056943
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | May 16, 2015 | P | 50 | $41.06 | A | 308 | I | by Son |
| Common Stock | May 20, 2015 | P | 50 | $38.56 | A | 358 | I | by Son |
| Common Stock | holding | — | — | — | 7,189 | D | ||
| Common Stock | holding | — | — | — | 865 | I | IRA | |
| Common StockF1 | holding | — | — | — | 1,117 | I | 401(k) Plan | |
| Common Stock | holding | — | — | — | 116 | I | As Custodian for Child under the UTMA/PA | |
| Common Stock | holding | — | — | — | 116 | I | As Custodian for Child under the UTMA/PA |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Shares were previously held in an Employee Stock Option Plan and transferred to a 401(k) Plan.