SEC Form 5 · accession 0001056943-15-000015
PEOPLES FINANCIAL SERVICES CORP. · PFIS
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Richard S Lochen Jr.
Director
Period of report
Dec 31, 2014
Accepted (ET)
Feb 13, 2015 · 10:34 am EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001056943
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF2 | Dec 31, 2014 | J | 41 | $0.00 | A | 1,117 | I | PSB&T Employee Stock Ownership Plan |
| Common StockF3 | Apr 10, 2014 | P | 139 | $43.2082 | A | 258 | I | by Son |
| Common StockF1 | holding | — | — | — | 7,189 | D | ||
| Common Stock | holding | — | — | — | 865 | I | IRA | |
| Common StockF4 | holding | — | — | — | 116 | I | As Custodian for Child under the UTMA/PA | |
| Common StockF4 | holding | — | — | — | 116 | I | As Custodian for Child under the UTMA/PA |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Balance includes adjustment for an aggregate of 80.45 shares acquired by the reporting person through dividend reinvestment under the Issuer's Dividend Reinvestment and Stock Purchase Plan.
- F2Represents an allocation of shares under the Issuer's Employee Stock Ownership Plan.
- F3Balance includes adjustment for an aggregate of 4.642 shares acquired by the reporting person's son through dividend reinvestment under the Issuer's Dividend Reinvestment and Stock Purchase Plan.
- F4Balance includes adjustment for an aggregate of 2.097 shares acquired by the reporting person as custodian for child through dividend reinvestment under the Issuer's Dividend Reinvestment and Stock Purchase Plan.