SEC Form 5 · accession 0001056943-15-000012
PEOPLES FINANCIAL SERVICES CORP. · PFIS
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Michael L Jake
Officer — Exec VP, Chief Risk Officer
Period of report
Dec 31, 2014
Accepted (ET)
Feb 12, 2015 · 2:38 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001056943
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | May 12, 2014 | P | 5 | $47.30 | A | 291 | D | |
| Common Stock | Jun 13, 2014 | P | 5 | $52.036 | A | 296 | D | |
| Common Stock | Jul 10, 2014 | P | 5 | $49.70 | A | 301 | D | |
| Common Stock | Aug 11, 2014 | P | 5 | $47.40 | A | 306 | D | |
| Common Stock | Sep 15, 2014 | P | 5 | $52.156 | A | 311 | D | |
| Common Stock | Oct 10, 2014 | P | 5 | $45.62 | A | 317 | D | |
| Common Stock | Nov 10, 2014 | P | 5 | $50.08 | A | 322 | D | |
| Common StockF1 | Dec 15, 2014 | P | 5 | $49.022 | A | 332 | D | |
| Common StockF2 | Dec 31, 2014 | J | 97 | $0.00 | A | 250 | I | PSB&T Employee Stock Ownership Plan |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Balance includes adjustment for an aggregate of 5.623 shares acquired by the reporting person through dividend reinvestment under the Issuer's Dividend Reinvestment and Stock Purchase Plan.
- F2Represents an allocation of shares under the Issuer's Employee Stock Ownership Plan.