SEC Form 4 · accession 0001209191-19-019298
AMERICAN STATES WATER CO · AWR
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Robert J Sprowls
Officer — President & CEO
Period of report
Mar 13, 2019
Accepted (ET)
Mar 13, 2019 · 8:28 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001056903
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common SharesF1 | Mar 1, 2019 | A | 35 | $70.51 | A | 126,156 | D | |
| Common SharesF2 | Mar 5, 2019 | A | 371 | $0.00 | A | 126,527 | D | |
| Common Shares | Mar 11, 2019 | A | 17,403 | $71.61 | A | 143,930 | D | |
| Common SharesF3 | Mar 12, 2019 | F | 8,629 | $71.44 | D | 135,301 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1DER Units credited on 03/01/2019 as dividend at FMV
- F2Updated DRIP
- F38628.5430 shares withheld to satisfy tax liability.