SEC Form 4 · accession 0001209191-19-019291
AMERICAN STATES WATER CO · AWR
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
III James C Cotton
Officer — Senior Vice President
Period of report
Mar 11, 2019
Accepted (ET)
Mar 13, 2019 · 8:23 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001056903
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common SharesF1 | Mar 1, 2019 | A | 7 | $70.51 | A | 6,811 | D | |
| Common Shares | Mar 11, 2019 | A | 3,228 | $71.61 | A | 10,040 | D | |
| Common SharesF2 | Mar 12, 2019 | F | 964 | $71.44 | D | 9,076 | D | |
| Common SharesF3 | Mar 12, 2019 | F | 49 | $71.44 | D | 9,027 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1DER Units credited on 03/01/2019 as dividend at FMV
- F2964.0190 shares withheld to satisfy tax liability.
- F349.0001 shares withheld to satisfy tax liability.