SEC Form 4 · accession 0001209191-19-017272
AMERICAN STATES WATER CO · AWR
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Bryan K Switzer
Officer — Vice President
Period of report
Mar 5, 2019
Accepted (ET)
Mar 6, 2019 · 2:33 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001056903
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common SharesF1 | Mar 1, 2019 | A | 7 | $70.51 | A | 12,812 | D | |
| Common Shares | Mar 5, 2019 | S | 100 | $71.00 | D | 12,712 | D | |
| Common Shares | Mar 5, 2019 | S | 73 | $70.99 | D | 12,639 | D | |
| Common Shares | Mar 5, 2019 | S | 500 | $71.02 | D | 12,139 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1DER Units credited on 03/01/2019 as dividend at FMV