SEC Form 4 · accession 0001209191-19-014857
AMERICAN STATES WATER CO · AWR
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
James L Anderson
Director
Period of report
Feb 28, 2019
Accepted (ET)
Mar 1, 2019 · 12:01 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001056903
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common SharesF1 | Aug 15, 2018 | A | 82 | $59.42 | A | 33,860 | D | |
| Common SharesF2 | Aug 31, 2018 | A | 6 | $60.43 | A | 33,866 | D | |
| Common SharesF3 | Nov 15, 2018 | A | 75 | $65.46 | A | 33,941 | D | |
| Common SharesF4 | Jan 9, 2019 | D | 1 | $0.00 | D | 33,940 | D | |
| Common SharesF5 | Jan 17, 2019 | A | 290 | $0.00 | A | 34,230 | D | |
| Common SharesF6 | Feb 15, 2019 | A | 72 | $69.64 | A | 34,303 | D | |
| Common Shares | Feb 28, 2019 | S | 1,000 | $71.20 | D | 33,303 | D | |
| Common Shares | Feb 28, 2019 | S | 500 | $71.18 | D | 32,803 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1DER Units credited on 08/15/2018 as dividend at FMV
- F2DER Units credited on 08/31/2018 as dividend at FMV
- F3DER Units credited on 11/15/2018 as dividend at FMV
- F4Adjustment due to partial share
- F5Updated Drip from Schwab Account
- F6DER Units credited on 02/15/2019 as dividend at FMV