SEC Form 4 · accession 0001209191-19-010499
AMERICAN STATES WATER CO · AWR
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Eva G Tang
Officer — Sr. Vice President & CFO
Period of report
Feb 12, 2019
Accepted (ET)
Feb 15, 2019 · 1:27 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001056903
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Shares | Feb 12, 2019 | M | 600 | $16.68 | A | 31,912 | D | |
| Common Shares | Feb 12, 2019 | S | 600 | $70.25 | D | 31,312 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Options (Right to Buy) | $16.68 | Feb 12, 2019 | M | 600 | A | Jan 31, 2011 | Jan 31, 2020 | Common Shares | 600 | 0 | D |