SEC Form 4 · accession 0001209191-19-008252
AMERICAN STATES WATER CO · AWR
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Robert J Sprowls
Officer — President & CEO
Period of report
Feb 5, 2019
Accepted (ET)
Feb 7, 2019 · 6:41 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001056903
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common SharesF1 | Feb 5, 2019 | F | 563 | $67.21 | D | 127,161 | D | |
| Common SharesF2 | Feb 5, 2019 | F | 560 | $67.21 | D | 126,601 | D | |
| Common SharesF3 | Feb 5, 2019 | F | 480 | $67.21 | D | 126,121 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1562.8714 shares withheld to satisfy liability.
- F2560.4391 shares withheld to satisfy liability.
- F3479.9345 shares withheld to satisfy liability.