SEC Form 4 · accession 0001209191-19-008249
AMERICAN STATES WATER CO · AWR
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Patrick Ronald Scanlon
Officer — Vice President
Period of report
Feb 5, 2019
Accepted (ET)
Feb 7, 2019 · 6:39 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001056903
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common SharesF1 | Feb 5, 2019 | F | 154 | $67.21 | D | 20,023 | D | |
| Common SharesF2 | Feb 5, 2019 | F | 183 | $67.21 | D | 19,840 | D | |
| Common SharesF3 | Feb 5, 2019 | F | 105 | $67.21 | D | 19,734 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1153.5667 shares withheld to satisfy tax liability.
- F2183.1788 shares withheld to satisfy tax liability.
- F3105.2111 shares withheld to satisfy tax liability.