SEC Form 4 · accession 0001209191-19-008223
AMERICAN STATES WATER CO · AWR
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Denise L Kruger
Officer — Sr. Vice President
Period of report
Feb 5, 2019
Accepted (ET)
Feb 7, 2019 · 6:28 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001056903
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common SharesF1 | Feb 5, 2019 | F | 214 | $67.21 | D | 10,462 | D | |
| Common SharesF2 | Feb 5, 2019 | F | 282 | $67.21 | D | 10,179 | D | |
| Common SharesF3 | Feb 5, 2019 | F | 121 | $67.21 | D | 10,058 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1214.2549 shares withheld to satisfy tax liability.
- F2282.2509 shares withheld to satisfy tax liability.
- F3121.2407 shares withheld to satisfy tax liability.