SEC Form 4 · accession 0001209191-19-006323
AMERICAN STATES WATER CO · AWR
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Granville R Hodges Jr.
Officer — Vice President
Period of report
Jan 29, 2019
Accepted (ET)
Jan 31, 2019 · 9:40 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001056903
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common SharesF1 | Dec 3, 2018 | A | 6 | $68.02 | A | 13,278 | D | |
| Common SharesF2 | Jan 10, 2019 | D | 2 | $0.00 | D | 13,276 | D | |
| Common Shares | Jan 10, 2019 | A | 97 | $0.00 | A | 13,369 | I | 401k |
| Common Shares | Jan 29, 2019 | A | 456 | $0.00 | A | 13,732 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1DER unites credited on 12/03/2018 as dividend at FMV
- F2Adjustment due to partial share