SEC Form 4 · accession 0001209191-19-006319
AMERICAN STATES WATER CO · AWR
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Robert J Sprowls
Officer — President & CEO
Period of report
Jan 29, 2019
Accepted (ET)
Jan 31, 2019 · 9:37 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001056903
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common SharesF1 | Jun 5, 2018 | A | 410 | $0.00 | A | 122,763 | D | |
| Common SharesF2 | Sep 5, 2018 | A | 415 | $0.00 | A | 123,178 | D | |
| Common SharesF3 | Dec 5, 2018 | A | 377 | $0.00 | A | 123,555 | D | |
| Common Shares | Jan 10, 2019 | D | 1 | $0.00 | D | 123,554 | D | |
| Common Shares | Jan 10, 2019 | A | 29 | $0.00 | D | 465 | I | 401k |
| Common Shares | Jan 29, 2018 | A | 4,170 | $0.00 | A | 127,724 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Updated DRIP (June)
- F2Updated DRIP (September)
- F3Updated DRIP (December)