SEC Form 4 · accession 0001209191-19-003002
AMERICAN STATES WATER CO · AWR
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Lloyd E Ross
Director
Period of report
Jan 7, 2019
Accepted (ET)
Jan 9, 2019 · 1:54 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001056903
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common SharesF1 | Nov 15, 2018 | A | 79 | $65.46 | A | 49,279 | D | |
| Common SharesF2 | Jan 7, 2019 | D | 1 | $0.00 | D | 49,277 | D | |
| Common Shares | Jan 7, 2019 | S | 500 | $64.88 | D | 48,777 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1DER Units credited on 11/15/2018 as dividend at FMV
- F2Adjustment due to partial share