SEC Form 4 · accession 0001209191-18-060763
AMERICAN STATES WATER CO · AWR
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Bryan K Switzer
Officer — Vice President
Period of report
Dec 3, 2018
Accepted (ET)
Dec 4, 2018 · 1:42 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001056903
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common SharesF1 | Dec 3, 2018 | A | 9 | $68.02 | A | 13,522 | D | |
| Common Shares | Dec 3, 2018 | S | 300 | $67.26 | D | 13,222 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1DER unites credited on 12/03/2018 as dividend at FMV