SEC Form 4 · accession 0001209191-18-059774
AMERICAN STATES WATER CO · AWR
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Anne M Holloway
Director
Period of report
Nov 20, 2018
Accepted (ET)
Nov 21, 2018 · 5:08 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001056903
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common SharesF1 | Nov 15, 2018 | A | 74 | $65.46 | A | 38,763 | D | |
| Common Shares | Nov 20, 2018 | S | 500 | $67.04 | D | 38,263 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1DER Units credited on 11/15/2018 as dividend at FMV