SEC Form 4 · accession 0001209191-18-058638
AMERICAN STATES WATER CO · AWR
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Granville R Hodges Jr.
Officer — Vice President
Period of report
Nov 12, 2018
Accepted (ET)
Nov 14, 2018 · 7:04 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001056903
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common SharesF1 | Jun 1, 2018 | A | 7 | $56.36 | A | 13,265 | D | |
| Common SharesF2 | Aug 31, 2018 | A | 7 | $60.43 | A | 13,272 | D | |
| Common Shares | Nov 12, 2018 | M | 1,932 | $16.68 | A | 15,204 | D | |
| Common Shares | Nov 12, 2018 | S | 330 | $64.4201 | D | 14,874 | D | |
| Common Shares | Nov 12, 2018 | S | 1 | $64.44 | D | 14,873 | D | |
| Common Shares | Nov 12, 2018 | S | 1 | $64.45 | D | 14,872 | D | |
| Common Shares | Nov 12, 2018 | S | 100 | $64.46 | D | 14,772 | D | |
| Common Shares | Nov 12, 2018 | S | 200 | $64.467 | D | 14,572 | D | |
| Common SHares | Nov 12, 2018 | S | 1,300 | $64.4908 | D | 13,272 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1DER units credited on 06/01/2018 as dividend at FMV
- F2DER Units credited on 08/31/2018 as dividend at FMV