SEC Form 4 · accession 0001209191-18-050163
AMERICAN STATES WATER CO · AWR
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Anne M Holloway
Director
Period of report
Sep 5, 2018
Accepted (ET)
Sep 7, 2018 · 7:34 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001056903
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common SharesF1 | Aug 15, 2018 | A | 81 | $59.42 | A | 39,183 | D | |
| Common SharesF2 | Aug 31, 2018 | A | 6 | $60.43 | A | 39,189 | D | |
| Common Shares | Sep 5, 2018 | S | 500 | $61.14 | D | 38,689 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1DER Units credited on 08/15/2018 as dividend at FMV
- F2DER Units credited on 08/31/2018 as dividend at FMV