SEC Form 4 · accession 0001209191-18-049389
AMERICAN STATES WATER CO · AWR
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Bryan K Switzer
Officer — Vice President
Period of report
Sep 4, 2018
Accepted (ET)
Sep 4, 2018 · 7:52 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001056903
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common SharesF1 | Aug 31, 2018 | A | 10 | $60.43 | A | 14,414 | D | |
| Common Shares | Sep 4, 2018 | S | 300 | $60.27 | D | 14,114 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1DER Units credited on 08/31/2018 as dividend at FMV