SEC Form 4 · accession 0001209191-18-048277
AMERICAN STATES WATER CO · AWR
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
James F. McNulty
Director
Period of report
Aug 23, 2018
Accepted (ET)
Aug 23, 2018 · 7:19 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001056903
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Shares | Aug 23, 2018 | S | 110 | $60.76 | D | 18,278 | D | |
| Common Shares | Aug 23, 2018 | S | 1,000 | $60.77 | D | 17,278 | D | |
| Common Shares | Aug 23, 2018 | S | 1,510 | $60.78 | D | 15,768 | D | |
| Common Shares | Aug 23, 2018 | S | 838 | $60.79 | D | 14,930 | D | |
| Common Shares | Aug 23, 2018 | S | 836 | $60.80 | D | 14,094 | D | |
| Common Shares | Aug 23, 2018 | S | 2,752 | $60.83 | D | 11,342 | D | |
| Common Shares | Aug 23, 2018 | S | 1,851 | $60.84 | D | 9,491 | D |
Table II — derivative securities
No Table II lines on this filing.