SEC Form 4 · accession 0001209191-18-041316
AMERICAN STATES WATER CO · AWR
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Bryan K Switzer
Officer — Vice President
Period of report
Jul 2, 2018
Accepted (ET)
Jul 3, 2018 · 6:55 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001056903
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common SharesF1 | Jun 1, 2018 | A | 10 | $56.36 | A | 15,004 | D | |
| Common Shares | Jul 2, 2018 | S | 300 | $57.13 | D | 14,704 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1DER units credited on 06/01/2018 as dividend at FMV