SEC Form 4 · accession 0001209191-18-033231
AMERICAN STATES WATER CO · AWR
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
James L Anderson
Director
Period of report
May 22, 2018
Accepted (ET)
May 24, 2018 · 8:02 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001056903
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common SharesF1 | Dec 31, 2017 | A | 362 | $0.00 | A | 33,749 | D | |
| Common SharesF2 | Jan 12, 2018 | D | 1 | $0.00 | D | 33,747 | D | |
| Common SharesF3 | Feb 15, 2018 | A | 85 | $53.13 | A | 33,832 | D | |
| Common SharesF4 | May 15, 2018 | A | 83 | $54.57 | A | 33,915 | D | |
| Common Shares | May 22, 2018 | A | 1,362 | $55.05 | A | 35,277 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Updated Drip from Schwab Account
- F2Adjustment due to partial share
- F3DER Units credited on 02/15/2018 as dividend at FMV
- F4DER Units credited on 05/15/2018 as dividend at FMV