SEC Form 4 · accession 0001209191-18-033220
AMERICAN STATES WATER CO · AWR
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Anne M Holloway
Director
Period of report
May 22, 2018
Accepted (ET)
May 24, 2018 · 7:50 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001056903
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common SharesF1 | Jan 12, 2018 | D | 1 | $0.00 | D | 38,574 | D | |
| Common SharesF2 | Feb 15, 2018 | A | 83 | $53.13 | A | 38,658 | D | |
| Common SharesF3 | May 15, 2018 | A | 82 | $54.57 | A | 38,739 | D | |
| Common Shares | May 21, 2018 | A | 1,362 | $55.05 | A | 40,102 | D | |
| Common Shares | May 23, 2018 | S | 491 | $55.00 | D | 39,611 | D | |
| Common Shares | May 23, 2018 | S | 204 | $55.01 | D | 39,407 | D | |
| Common Shares | May 23, 2018 | S | 205 | $55.03 | D | 39,202 | D | |
| Common Shares | May 23, 2018 | S | 100 | $55.06 | D | 39,102 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Adjustment due to partial share
- F2DER Units credited on 02/15/2018 as dividend at FMV
- F3DER Units credited on 05/15/2018 as dividend at FMV