SEC Form 4 · accession 0001209191-18-033218
AMERICAN STATES WATER CO · AWR
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
James F. McNulty
Director
Period of report
May 22, 2018
Accepted (ET)
May 24, 2018 · 7:48 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001056903
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common SharesF1 | Sep 1, 2017 | A | 9 | $48.98 | A | 17,027 | D | |
| Common SharesF2 | Jan 12, 2018 | D | 1 | $0.00 | D | 17,026 | D | |
| Common Shares | May 22, 2018 | A | 1,362 | $55.05 | A | 18,388 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1DER units credited on 09/01/2017
- F2Adjustment due to partial share