SEC Form 4 · accession 0001209191-18-024132
AMERICAN STATES WATER CO · AWR
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Lloyd E Ross
Director
Period of report
Apr 5, 2018
Accepted (ET)
Apr 5, 2018 · 6:26 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001056903
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common SharesF1 | Feb 15, 2018 | A | 89 | $53.13 | A | 49,694 | D | |
| Common Shares | Apr 5, 2018 | S | 1,100 | $52.59 | D | 48,594 | D | |
| Common SharesF2 | Apr 5, 2018 | A | 664 | $0.00 | A | 49,258 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1DER unites credited on 02/15/2018 as dividend at FMV
- F2Updated Drip from Schwab Account