SEC Form 4 · accession 0001209191-18-019449
AMERICAN STATES WATER CO · AWR
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
III James C Cotton
Officer — Senior Vice President
Period of report
Mar 9, 2018
Accepted (ET)
Mar 13, 2018 · 8:30 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001056903
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Shares | Mar 9, 2018 | A | 1,754 | $52.01 | A | 8,423 | D | |
| Common Shares | Mar 9, 2018 | A | 485 | $0.00 | A | 8,908 | D | |
| Common SharesF1 | Mar 12, 2018 | F | 522 | $52.01 | D | 8,386 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1521.7001 shares withheld to satisfy tax liability.