SEC Form 4 · accession 0001209191-18-019443
AMERICAN STATES WATER CO · AWR
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Denise L Kruger
Officer — Sr. Vice President
Period of report
Mar 9, 2018
Accepted (ET)
Mar 13, 2018 · 8:26 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001056903
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common SharesF1 | Mar 1, 2018 | A | 15 | $52.03 | A | 8,630 | D | |
| Common Shares | Mar 9, 2018 | A | 1,672 | $52.01 | A | 10,302 | D | |
| Common SharesF2 | Mar 12, 2018 | F | 574 | $52.01 | D | 9,729 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1DER Units credited on 03/01/2018 as dividend at FMV
- F2573.5710 shares withheld to satisfy tax liability.