SEC Form 4 · accession 0001209191-18-018479
AMERICAN STATES WATER CO · AWR
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Robert J Sprowls
Officer — President & CEO
Period of report
Mar 7, 2018
Accepted (ET)
Mar 9, 2018 · 4:14 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001056903
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Shares | Mar 7, 2018 | D | 3,980 | $51.51 | D | 14,226 | I | 401k |
| Common SharesF1 | Mar 8, 2018 | A | 413 | $0.00 | A | 14,639 | I | 401k |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Updated 401k Information