SEC Form 4 · accession 0001209191-18-017137
AMERICAN STATES WATER CO · AWR
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Diana M Bonta
Director
Period of report
Mar 6, 2018
Accepted (ET)
Mar 6, 2018 · 2:23 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001056903
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common SharesF1 | Jan 10, 2018 | D | 1 | $0.00 | D | 21,676 | D | |
| Common SharesF2 | Feb 15, 2018 | A | 14 | $53.13 | A | 21,691 | D | |
| Common Shares | Mar 6, 2018 | S | 1,797 | $51.054 | D | 19,894 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Adjustment due to partial share
- F2DER Units credited on 02/15/2018 as dividend at FMV