SEC Form 4 · accession 0001209191-18-016938
AMERICAN STATES WATER CO · AWR
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Robert J Sprowls
Officer — President & CEO
Period of report
Mar 2, 2018
Accepted (ET)
Mar 5, 2018 · 7:16 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001056903
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common SharesF1 | Mar 1, 2018 | A | 47 | $52.03 | A | 113,206 | D | |
| Common SharesF2 | Mar 2, 2018 | A | 108 | $0.00 | A | 113,314 | D | |
| Common SharesF3 | Mar 5, 2018 | A | 394 | $0.00 | A | 113,708 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1DER unites credited on 03/01/2018 as dividend at FMV
- F2Updated DRIP
- F3Updated Company DRIP