SEC Form 4 · accession 0001209191-18-008262
AMERICAN STATES WATER CO · AWR
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Robert J Sprowls
Officer — President & CEO
Period of report
Feb 7, 2018
Accepted (ET)
Feb 7, 2018 · 7:46 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001056903
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common SharesF1 | Feb 7, 2018 | F | 625 | $53.40 | D | 114,321 | D | |
| Common SharesF2 | Feb 7, 2018 | F | 572 | $53.40 | D | 113,749 | D | |
| Common SharesF3 | Feb 7, 2018 | F | 591 | $53.40 | D | 113,159 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F11693.6310 previously reported RSU's of which 625.2757 were withheld to satisfy tax liability.
- F21664.8532 previously reported RSU's of which 571.7096 were withheld to satisfy tax liability.
- F31707.8909 previously reported RSU's of which 590.5886 were withheld to satisfy tax liability.