SEC Form 4 · accession 0001209191-18-008258
AMERICAN STATES WATER CO · AWR
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Eva G Tang
Officer — Sr. Vice President & CFO
Period of report
Feb 7, 2018
Accepted (ET)
Feb 7, 2018 · 7:42 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001056903
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common SharesF1 | Feb 7, 2018 | F | 336 | $53.40 | D | 29,620 | D | |
| Common SharesF2 | Feb 7, 2018 | F | 204 | $53.40 | D | 29,416 | D | |
| Common SharesF3 | Feb 7, 2018 | F | 165 | $53.40 | D | 29,251 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1822.6933 previously reported RSU's of which 336.3170 were withheld to satisfy tax liability.
- F2499.6281 previously reported RSU's of which 203.6584 were withheld to satisfy tax liability.
- F3455.5947 previously reported RSU's of which 165.3863 were withheld to satisfy tax liability.