SEC Form 4 · accession 0001209191-18-008254
AMERICAN STATES WATER CO · AWR
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Gladys Farrow
Officer — Vice President
Period of report
Feb 7, 2018
Accepted (ET)
Feb 7, 2018 · 7:37 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001056903
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common SharesF1 | Feb 7, 2018 | F | 170 | $53.40 | D | 2,987 | D | |
| Common SharesF2 | Feb 7, 2018 | F | 146 | $53.40 | D | 2,841 | D | |
| Common SharesF3 | Feb 7, 2018 | F | 168 | $53.40 | D | 2,672 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1416.0623 previously reported RSU's of which 170.0863 were withheld to satisfy tax liability
- F2358.1070 previously reported RSU's of which 146.3940 were withheld to satisfy tax liability
- F3411.8199 previously reported RSU's of which 168.3519 were withheld to satisfy tax liability