SEC Form 4 · accession 0001209191-18-008250
AMERICAN STATES WATER CO · AWR
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
III James C Cotton
Officer — Senior Vice President
Period of report
Feb 7, 2018
Accepted (ET)
Feb 7, 2018 · 7:33 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001056903
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common SharesF1 | Feb 7, 2018 | F | 164 | $53.40 | D | 7,634 | D | |
| Common SharesF2 | Feb 7, 2018 | F | 144 | $53.40 | D | 7,489 | D | |
| Common SharesF3 | Feb 7, 2018 | F | 94 | $53.40 | D | 7,395 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1464.6694 previously reported RSU's of which 164.4931 were withheld to satisfy tax liability
- F2408.0354 previously reported RSU's of which 144.4444 were withheld to satisfy tax liability
- F3265.6794 previously reported RSU's of which 94.0506 were withheld to satisfy tax liability