SEC Form 4 · accession 0001209191-18-008246
AMERICAN STATES WATER CO · AWR
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
James B Gallagher
Officer — Vice President
Period of report
Feb 7, 2018
Accepted (ET)
Feb 7, 2018 · 7:26 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001056903
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common SharesF1 | Feb 7, 2018 | F | 136 | $53.40 | D | 24,412 | D | |
| Common SharesF2 | Feb 7, 2018 | F | 102 | $53.40 | D | 24,310 | D | |
| Common SharesF3 | Feb 7, 2018 | F | 93 | $53.40 | D | 24,217 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1332.9949 previously reported RSU's of which 136.1283 were withheld to satisfy tax liability
- F2250.6749 previously reported RSU's of which 102.4758 were withheld to satisfy tax liability
- F3228.6392 previously reported RSU's of which 93.4676 were withheld to satisfy tax liability