SEC Form 4 · accession 0001209191-18-008236
AMERICAN STATES WATER CO · AWR
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Denise L Kruger
Officer — Sr. Vice President
Period of report
Feb 7, 2018
Accepted (ET)
Feb 7, 2018 · 7:18 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001056903
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common SharesF1 | Feb 7, 2018 | F | 218 | $53.40 | D | 9,080 | D | |
| Common SharesF2 | Feb 7, 2018 | F | 204 | $53.40 | D | 8,876 | D | |
| Common SharesF3 | Feb 7, 2018 | F | 261 | $53.40 | D | 8,615 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1532.1389 previously reported RSU's of which 217.5386 were withheld to satisfy tax liability
- F2499.6281 previously reported RSU's of which 204.2479 were withheld to satisfy tax liability
- F3683.2237 previously reported RSU's of which 261.0316 were withheld to satisfy tax liability