SEC Form 4 · accession 0001209191-18-008233
AMERICAN STATES WATER CO · AWR
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Paul J Rowley
Officer — VP OF OPERATIONS
Period of report
Feb 7, 2018
Accepted (ET)
Feb 7, 2018 · 7:16 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001056903
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common SharesF1 | Feb 7, 2018 | F | 41 | $53.40 | D | 2,578 | D | |
| Common SharesF2 | Feb 7, 2018 | F | 82 | $53.40 | D | 2,497 | D | |
| Common SharesF3 | Feb 7, 2018 | F | 133 | $53.40 | D | 2,363 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F199.7534 previously reported RSU's of which 40.779 were withheld to satisfy tax liability
- F2199.7135 previously reported RSU's of which 81.6429 were withheld to satisfy tax liability
- F3326.2907 previously reported RSU's of which 133.3876 were withheld to satisfy tax liability