SEC Form 4 · accession 0001209191-18-006603
AMERICAN STATES WATER CO · AWR
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Denise L Kruger
Officer — Sr. Vice President
Period of report
Jan 30, 2018
Accepted (ET)
Feb 1, 2018 · 8:12 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001056903
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common SharesF1 | Dec 1, 2017 | A | 16 | $57.12 | A | 8,232 | D | |
| Common SharesF2 | Jan 2, 2018 | A | 40 | $0.00 | A | 19,880 | I | 401k |
| Common SharesF3 | Jan 2, 2018 | D | 3 | $0.00 | D | 8,229 | D | |
| Common Shares | Jan 30, 2018 | A | 1,069 | $0.00 | A | 9,298 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1DER units credited on 12/01/2017 as dividend at FMV
- F2Updated 401k Information
- F3Adjustment due to partial share