SEC Form 4 · accession 0001209191-18-006584
AMERICAN STATES WATER CO · AWR
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Paul J Rowley
Officer — VP OF OPERATIONS
Period of report
Jan 30, 2018
Accepted (ET)
Feb 1, 2018 · 7:50 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001056903
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common SharesF1 | Mar 1, 2017 | A | 8 | $44.89 | A | 1,832 | D | |
| Common SharesF2 | Jun 1, 2017 | A | 8 | $46.75 | A | 1,839 | D | |
| Common SharesF3 | Sep 1, 2017 | A | 8 | $48.98 | A | 1,847 | D | |
| Common SharesF4 | Dec 1, 2017 | A | 7 | $57.12 | A | 1,854 | D | |
| Common SharesF5 | Jan 2, 2018 | D | 1 | $0.00 | D | 1,853 | D | |
| Common SharesF6 | Jan 2, 2018 | A | 251 | $0.00 | A | 2,330 | I | 401k |
| Common Shares | Jan 30, 2018 | A | 766 | $0.00 | A | 2,619 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1DER Units Credited on 03/01/2017 as dividend at FMV
- F2DER Units Credited on 06/01/2017 as dividend at FMV
- F3DER Units Credited on 09/01/2017 as dividend at FMV
- F4DER Units Credited on 12/01/2017 as dividend at FMV
- F5Adjustment due to partial share
- F6Updated 401k Information