SEC Form 4 · accession 0001209191-18-006580
AMERICAN STATES WATER CO · AWR
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Robert J Sprowls
Officer — President & CEO
Period of report
Jan 30, 2018
Accepted (ET)
Feb 1, 2018 · 7:46 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001056903
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common SharesF1 | Jan 2, 2018 | A | 718 | $0.00 | A | 18,205 | I | 401k |
| Common SharesF2 | Jan 2, 2018 | D | 3 | $0.00 | D | 110,514 | D | |
| Common Shares | Jan 30, 2018 | A | 4,432 | $0.00 | A | 114,946 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Updated 401k Information
- F2Adjustment due to partial share