SEC Form 4 · accession 0001209191-17-064264
AMERICAN STATES WATER CO · AWR
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Robert J Sprowls
Officer — President & CEO
Period of report
Dec 4, 2017
Accepted (ET)
Dec 6, 2017 · 7:25 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001056903
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common SharesF1 | Sep 7, 2017 | A | 404 | $0.00 | A | 110,024 | D | |
| Common SharesF2 | Dec 1, 2017 | A | 46 | $57.12 | A | 110,070 | D | |
| Common SharesF3 | Dec 4, 2017 | A | 98 | $0.00 | A | 110,167 | D | |
| Common SharesF4 | Dec 5, 2017 | A | 350 | $0.00 | A | 110,517 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Updated Company DRIP
- F2DER units credited on 12/1/2017 as dividend at FMV
- F3Updated DRIP
- F4Updated Company DRIP