SEC Form 4 · accession 0001209191-17-062985
AMERICAN STATES WATER CO · AWR
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
James L Anderson
Director
Period of report
Nov 28, 2017
Accepted (ET)
Nov 30, 2017 · 2:00 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001056903
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common SharesF1 | Sep 1, 2017 | A | 9 | $48.98 | A | 35,305 | D | |
| Common SharesF2 | Nov 15, 2017 | A | 82 | $54.51 | A | 35,387 | D | |
| Common Shares | Nov 28, 2017 | S | 1,500 | $56.40 | D | 33,887 | D | |
| Common Shares | Nov 28, 2017 | S | 500 | $56.23 | D | 33,387 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1DER units credited on 9/1/2017 as dividend at FMV
- F2DER units credited on 11/15/2017 as dividend at FMV