SEC Form 4 · accession 0001209191-17-062983
AMERICAN STATES WATER CO · AWR
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Diana M Bonta
Director
Period of report
Nov 29, 2017
Accepted (ET)
Nov 30, 2017 · 1:54 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001056903
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common SharesF1 | Nov 15, 2017 | A | 14 | $54.51 | A | 23,353 | D | |
| Common Shares | Nov 29, 2017 | S | 1,675 | $57.42 | D | 21,678 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1DER units credited on 11/15/2017 as dividend at FMV