SEC Form 4 · accession 0001209191-17-051352
AMERICAN STATES WATER CO · AWR
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Denise L Kruger
Officer — Sr. Vice President
Period of report
Sep 1, 2017
Accepted (ET)
Sep 5, 2017 · 4:41 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001056903
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common SharesF1 | Sep 1, 2017 | A | 19 | $48.98 | A | 11,966 | D | |
| Common Shares | Sep 1, 2017 | S | 1,250 | $49.33 | D | 10,716 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1DER units credited on 9/1/2017 as dividend at FMV