SEC Form 4 · accession 0001209191-17-049786
AMERICAN STATES WATER CO · AWR
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
James L Anderson
Director
Period of report
Aug 18, 2017
Accepted (ET)
Aug 22, 2017 · 11:21 am EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001056903
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common SharesF1 | Aug 15, 2017 | A | 89 | $50.14 | A | 37,046 | D | |
| Common Shares | Aug 18, 2017 | S | 1,750 | $49.10 | D | 35,296 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1DER units credited on 8/15/2017 as dividend at FMV