SEC Form 4 · accession 0001209191-17-049341
AMERICAN STATES WATER CO · AWR
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Bryan K Switzer
Officer — Vice President
Period of report
Aug 16, 2017
Accepted (ET)
Aug 17, 2017 · 11:12 am EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001056903
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common SharesF1 | Jun 1, 2017 | A | 14 | $46.75 | A | 17,528 | D | |
| Common Shares | Aug 16, 2017 | S | 2,569 | $49.82 | D | 14,959 | D | |
| Common Shares | Aug 16, 2017 | S | 354 | $49.70 | D | 14,605 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1DER units credited on 6/1/2017 as dividend at FMV