SEC Form 4 · accession 0001209191-17-035149
AMERICAN STATES WATER CO · AWR
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Janice F Wilkins
Director
Period of report
May 23, 2017
Accepted (ET)
May 24, 2017 · 7:56 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001056903
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common SharesF1 | Jun 1, 2016 | A | 8 | $39.83 | A | 13,832 | D | |
| Common SharesF2 | Sep 1, 2016 | A | 8 | $38.85 | A | 13,840 | D | |
| Common Shares | May 23, 2017 | A | 1,667 | $44.99 | A | 15,507 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1DER units credited on 6/1/2016 as dividend at FMV
- F2DER units credited on 9/1/2016 as dividend at FMV