SEC Form 4 · accession 0001209191-17-035131
AMERICAN STATES WATER CO · AWR
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Anne M Holloway
Director
Period of report
Sep 4, 2015
Accepted (ET)
May 24, 2017 · 7:42 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001056903
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common SharesF1 | Aug 14, 2015 | A | 94 | $39.09 | A | 48,963 | D | |
| Common SharesF2 | Sep 1, 2015 | A | 9 | $36.95 | A | 48,972 | D | |
| Common Shares | Sep 4, 2015 | S | 5,450 | $36.95 | D | 43,522 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1DER units credited on 8/14/2015 as dividend at FMV
- F2DER units credited on 9/1/2015 as dividend at FMV